Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (28 Apr 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (28 Apr 2017 to 8 Dec 2019)
- CF3 Chief Executive (19 Apr 2013 to 8 Dec 2019)
- CF30 Customer (29 Dec 2010 to 8 Dec 2019)
- CF1 Director (29 Dec 2010 to 8 Dec 2019)
-
- CF3 Chief Executive (19 Apr 2013 to 10 Oct 2014)
- CF4 Partner (AR) (29 Aug 2012 to 1 Mar 2014)
- CF1 Director (AR) (4 Nov 2011 to 1 Mar 2014)
- CF30 Customer (1 Jun 2011 to 30 Dec 2012)
- CF1 Director (1 Jun 2011 to 10 Oct 2014)
-
- Employed By (29 Aug 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.