Paul Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lifetime Financial Management Intermediaries Ltd (no longer approved here)
FRN 225795
- CF30 Customer (25 Jun 2008 to 9 Nov 2009)
Eastwood Financial Services Limited (no longer approved here)
FRN 188860
- CF30 Customer (1 Nov 2007 to 3 Jul 2008)
- CF22 Investment Adviser (Trainee) (16 Apr 2007 to 31 Oct 2007)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF1 Director (AR) (24 Dec 2003 to 22 Oct 2007)
- CF21 Investment Adviser (11 Jul 2002 to 22 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Jul 2002)
Croft Financial Services Limited (no longer approved here)
FRN 182562
- Employed By (31 Jul 2001 to 27 Feb 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.