Paul Sidney Stevens

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED

    FRN 472929

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2023)
    • [FCA CF] Manager of certification employee (since 23 Oct 2023)
    • [FCA CF] Client dealing (since 23 Oct 2023)
  • GBIM Limited

    FRN 593265

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 25 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
    • CF1 Director (1 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (8 Jun 2011 to 4 Feb 2014)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF27 Investment Management (6 Dec 2004 to 27 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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