Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (1 Sep 2015 to 6 Mar 2016)
  • EPIC Markets (UK) LLP (no longer approved here)

    FRN 231778

    • CF30 Customer (21 Apr 2015 to 3 Aug 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 5 Feb 2015)
    • CF21 Investment Adviser (11 Sep 2003 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (15 Jan 2002 to 3 Jul 2003)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.