Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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- CF30 Customer (30 Jan 2012 to 11 Jul 2012)
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- Employed By (30 Jan 2012 to 11 Jul 2012)
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- CF30 Customer (3 Apr 2009 to 30 Jun 2011)
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- CF30 Customer (1 Nov 2007 to 22 Jul 2009)
- CF21 Investment Adviser (2 May 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Oct 2002 to 2 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.