Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alta Advisers Limited (no longer approved here)

    FRN 183239

    • CF10 Compliance Oversight (1 Jul 2008 to 4 Jan 2011)
    • CF11 Money Laundering Reporting (1 Jul 2008 to 4 Jan 2011)
    • CF1 Director (2 Apr 2008 to 5 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.