Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (14 Dec 2020 to 31 Mar 2022)
- SMF16 Compliance Oversight (14 Dec 2020 to 31 Mar 2022)
- SMF3 Executive Director (14 Dec 2020 to 31 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 26 Mar 2021)
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 26 Mar 2021)
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- CF1 Director (17 Jun 2005 to 26 Jul 2012)
- CF28 Systems and controls (17 Jun 2005 to 26 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.