Date authorised
1 April 2013
Companies House
04152499
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327713
  • Complaints Contact

    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327713

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amie May Lloyd

    IRN AXL00224

    • [FCA CF] Significant management (6 Jan 2020 to 20 Aug 2024)
  • Anthony Edward Green

    IRN AXG00979

    • [FCA CF] Significant management (since 4 Nov 2024)
    • [FCA CF] Client dealing (4 Nov 2024 to 18 Nov 2025)
  • Benjamin Richard Crabtree

    IRN BXC00135

    • SMF3 Executive Director (since 1 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2025)
  • Brian Colin Dyer

    IRN BCD01021

    • CF2 Non Executive Director (1 Feb 2016 to 17 Apr 2019)
  • Charles Douglas Knowles Scott

    IRN CDS01106

    • [FCA CF] CASS oversight function (since 10 Mar 2026)
  • Charles Robertson Crawford

    IRN CRC01034

    • SMF3 Executive Director (since 3 Nov 2025)
  • Christopher George William Scoble

    IRN CGS01051

    • CF1 Director (20 Oct 2006 to 18 Nov 2011)
  • Colin Kenneth West

    IRN CKW00006

    • CF17 Significant Mgt (Other Business Operations) (2 Sep 2005 to 16 Oct 2006)
    • CF1 Director (2 Sep 2005 to 16 Oct 2006)
  • Colin Stuart Fraser

    IRN CSF01034

    • CF1 Director (12 Dec 2012 to 23 Oct 2015)
  • David Heathfield

    IRN DXH01949

    • Director of firm who is not a certification employee or a SMF manager (26 Feb 2025 to 30 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 26 Feb 2025)
    • CF1 Director (18 Jun 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.