Date authorised
1 April 2013
Companies House
04152499
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327713
  • Complaints Contact

    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327713

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Michael Edwin Cousins

    IRN DXC08284

    • SMF3 Executive Director (since 4 Oct 2025)
  • David Roland Henry St.John

    IRN DRS01139

    • CF1 Director (7 Dec 2012 to 5 Apr 2016)
  • Dean Paul Felton

    IRN DPF01039

    • CF2 Non Executive Director (23 Jun 2005 to 29 Sep 2010)
  • Felix Edward Sloman

    IRN FXS00162

    • [FCA CF] Client dealing (1 Jan 2023 to 18 Nov 2025)
    • [FCA CF] Significant management (1 Jan 2023 to 10 Mar 2026)
  • Gavin John Richards

    IRN GJR01086

    • CF1 Director (24 Nov 2016 to 11 Oct 2018)
    • CF29 Significant management (15 Jun 2016 to 3 Jul 2017)
  • Guy Winston Sansom

    IRN GXS00262

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2025)
  • James Richard Craik-White

    IRN JXC00524

    • [FCA CF] Significant management (9 Dec 2019 to 20 Sep 2024)
  • Jeremy Mark Philip Chase

    IRN JXC03278

    • [FCA CF] Significant management (since 4 Nov 2024)
    • [FCA CF] Client dealing (4 Nov 2024 to 18 Nov 2025)
  • Jimmy Henderson

    IRN JXH02444

    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Mar 2023)
    • CF3 Chief Executive (7 Jun 2016 to 8 Dec 2019)
    • CF1 Director (12 Dec 2012 to 8 Dec 2019)
  • John O'Neill McDonald

    IRN JOM01005

    • CF1 Director (12 Dec 2012 to 31 Oct 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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