Date authorised
1 April 2013
Companies House
04152499
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327713
  • Complaints Contact

    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327713

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonte Alexander Bousfield

    IRN JXB00580

    • [FCA CF] Significant management (since 20 Jan 2020)
    • [FCA CF] Client dealing (20 Jan 2020 to 18 Nov 2025)
  • Kenneth Henry Goldsmith

    IRN KHG01006

    • CF29 Significant management (1 Nov 2007 to 29 Sep 2010)
    • CF1 Director (29 Jun 2005 to 29 Sep 2010)
    • CF17 Significant Mgt (Other Business Operations) (29 Jun 2005 to 31 Oct 2007)
  • Lisa Marie Wenborne

    IRN LXW00149

    • [PRA CF] Key function holder (9 Dec 2019 to 24 Sep 2024)
  • Mark Winston

    IRN MXW01606

    • CF29 Significant management (1 Nov 2007 to 20 Jan 2015)
    • CF28 Systems and controls (1 Nov 2007 to 20 Jan 2015)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 5 Apr 2016)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 5 Apr 2016)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Michael George Bender

    IRN MGB01117

    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2022)
  • Michael Vincent Belton

    IRN MVB01015

    • SMF3 Executive Director (since 21 Nov 2025)
  • Naomi Claire Goff

    IRN NCG01027

    • CF1 Director (5 Oct 2007 to 31 Dec 2011)
  • Nicholas Charles Ash

    IRN NCA01022

    • CF1 Director (6 Dec 2012 to 23 Jun 2016)
  • Nigel Robert Dorning

    IRN NRD01032

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2021)
  • Patrick Henry

    IRN PXH00339

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.