Date authorised
1 April 2013
Companies House
04152499
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327713
  • Complaints Contact

    The Walbrook Building
    25 Walbrook
    London
    City Of London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327713

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Robert Farmer

    IRN PRF01047

    • CF1 Director (17 Jun 2005 to 26 Jul 2012)
    • CF28 Systems and controls (17 Jun 2005 to 26 Jul 2012)
  • Sandra Anne Bickmore

    IRN SXB00516

    • [PRA CF] Key function holder (9 Dec 2019 to 20 Sep 2024)
  • Sarah Elizabeth Lyons

    IRN SEL01078

    • Responsible for Insurance Distribution (since 27 Mar 2026)
    • SMF3 Executive Director (since 13 Oct 2025)
  • Sean Martin Pattwell

    IRN SMP01109

    • CF3 Chief Executive (7 Dec 2012 to 24 May 2016)
    • CF1 Director (7 Dec 2012 to 24 May 2016)
  • Sean Nigel Gough

    IRN SNG01017

    • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Mar 2026)
    • Responsible for Insurance Mediation (8 Apr 2016 to 30 Sep 2018)
    • CF1 Director (12 Dec 2012 to 8 Dec 2019)
  • Stuart James Quilter

    IRN SJQ01013

    • Director of firm who is not a certification employee or a SMF manager (since 26 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 26 Feb 2025)
    • CF1 Director (18 Feb 2016 to 8 Dec 2019)
  • Torquil Bruce MacNeal Crawford

    IRN TXC00460

    • [FCA CF] Significant management (since 4 Nov 2024)
    • [FCA CF] Client dealing (4 Nov 2024 to 18 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.