Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 20 Apr 2023)
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- [FCA CF] Functions requiring qualifications (14 Jul 2016 to 1 Jul 2018)
- CF30 Customer (7 Oct 2010 to 6 Mar 2016)
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- CF30 Customer (27 Nov 2008 to 9 Sep 2010)
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
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- CF30 Customer (1 Nov 2007 to 15 Oct 2008)
- CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 18 Sep 2007)
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- CF21 Investment Adviser (27 Jul 2004 to 23 Mar 2007)
- CF22 Investment Adviser (Trainee) (3 Dec 2003 to 27 Jul 2004)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.