Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CG Wealth Planning Limited
FRN 594155
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Aug 2024)
- [FCA CF] Client dealing (since 6 Aug 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jul 2024)
- CF30 Customer (27 Aug 2013 to 8 Dec 2019)
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- CF30 Customer (14 Jan 2008 to 14 Jun 2012)
- CF21 Investment Adviser (1 Mar 2005 to 28 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.