Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Aug 2024)
    • [FCA CF] Client dealing (since 6 Aug 2024)
  • Partridge Muir & Warren Limited (no longer approved here)

    FRN 148029

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jul 2024)
    • CF30 Customer (27 Aug 2013 to 8 Dec 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (14 Jan 2008 to 14 Jun 2012)
    • CF21 Investment Adviser (1 Mar 2005 to 28 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.