Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T. OSCAR ROLLINS & CO., LIMITED (no longer approved here)

    FRN 116678

    • SMF1 Chief Executive (9 Dec 2019 to 13 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Sep 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Nov 2011)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Nov 2011)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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