T. OSCAR ROLLINS & CO., LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Stewart Hunter
IRN ASH01128
- [FCA CF] Significant management (22 Apr 2025 to 29 Oct 2025)
Charles John Sloan
IRN CJS00108
- CF1 Director (1 Dec 2001 to 4 Feb 2011)
David William Lowham
IRN DWL00014
- CF30 Customer (1 Nov 2007 to 28 Nov 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 11 Jul 2016)
Deirdre Louise Reid
IRN DLR00016
- SMF3 Executive Director (9 Dec 2019 to 7 Apr 2020)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Dennis John McConnell
IRN DJM00190
- CF1 Director (1 Dec 2001 to 4 Feb 2011)
Heather Ann Rollins
IRN HAR00004
- CF2 Non Executive Director (1 Dec 2001 to 31 Oct 2004)
Jane Bean
IRN JAB01399
- [FCA CF] Significant management (22 Apr 2025 to 29 Oct 2025)
Joseph Maurice Boyd
IRN JMB01354
- SMF3 Executive Director (since 25 Jul 2024)
- Responsible for Insurance Distribution (since 25 Jul 2024)
Michael Andrew Bruce
IRN MAB01282
- [FCA CF] Significant management (22 Apr 2025 to 29 Oct 2025)
Michael Elver Blankley
IRN MEB00043
- CF1 Director (1 Dec 2001 to 26 Nov 2012)

Smaller firms operating under this firm's FCA authorisation.

Neill Estate Agents LLP (no longer appointed)
FRN 410795 · Appointed 19 Mar 2020 · Until 8 Apr 2025

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.