Date authorised
1 April 2013
Companies House
NI003543
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    City Quays 1
    7 Clarendon Road
    Belfast
    County Antrim
    BT1 3BG
    UNITED KINGDOM
    Phone
    +442890429800
  • Complaints Contact

    City Quays 1
    7 Clarendon Road
    Belfast
    Belfast
    County Antrim
    BT1 3BG
    UNITED KINGDOM
    Phone
    +442896022976

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patricia Eileen Rollins

    IRN PXR00301

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Sep 2024)
  • Patricia Eileen Rollins

    IRN PER00017

    • CF2 Non Executive Director (1 Dec 2001 to 31 Oct 2004)
  • Paul Oscar Samuel Rollins

    IRN POR00003

    • SMF1 Chief Executive (9 Dec 2019 to 13 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Sep 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Nov 2011)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Nov 2011)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Raymond Hopper

    IRN RXH00197

    • CF2 Non Executive Director (1 Dec 2001 to 1 Oct 2018)
  • Robin Scott Wilson

    IRN RSW00025

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Dec 2001)
  • Shane McCauley

    IRN SXM01261

    • [FCA CF] Significant management (22 Apr 2025 to 29 Oct 2025)
  • Stephen Alan Ross

    IRN SAR01219

    • [FCA CF] Significant management (22 Apr 2025 to 29 Oct 2025)
  • Thomas Dermot Dillon Rollins

    IRN TDR00005

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Thomas Oscar Rollins

    IRN TOR00001

    • CF2 Non Executive Director (1 Dec 2001 to 19 May 2003)
  • Walter Desmond Orr Rollins

    IRN WDR00004

    • CF2 Non Executive Director (1 Dec 2001 to 1 Feb 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.