Paul Netherwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Horizon3 Investment Management LLP

    FRN 403434

    • CF30 Customer (since 11 Feb 2022)
    • CF1 Director (AR) (since 11 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (12 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (28 Apr 2005 to 8 Dec 2019)
    • CF27 Investment Management (28 Apr 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Apr 2005 to 5 Dec 2006)
  • Beach Horizon Investment Ltd (no longer approved here)

    FRN 968421

    • Employed By (11 Feb 2022 to 27 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.