Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Manager of certification employee (7 Dec 2023 to 27 Mar 2026)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (26 May 2022 to 27 May 2022)
    • [FCA CF] Functions requiring qualifications (26 May 2022 to 27 May 2022)
    • [FCA CF] Manager of certification employee (26 May 2022 to 30 Nov 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (13 Aug 2018 to 31 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

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