Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- [FCA CF] Manager of certification employee (since 1 Mar 2019)
- [FCA CF] Material risk taker (since 1 Mar 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2019)
- [FCA CF] Client dealing (since 6 Mar 2017)
- CF30 Customer (16 Feb 2016 to 6 Mar 2016)
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- CF30 Customer (28 Jul 2014 to 14 Dec 2015)
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- CF30 Customer (10 Jan 2008 to 25 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.