Paul Martin Fraser Frame

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Significant management (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF18 Other Overall Responsibility (29 Jan 2020 to 30 Dec 2020)
    • CF30 Customer (6 Jan 2017 to 8 Dec 2019)
    • CF1 Director (15 Mar 2016 to 29 Jan 2020)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Material risk taker (9 Oct 2025 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 1 Apr 2026)
    • [FCA CF] Significant management (1 Jan 2021 to 1 Apr 2026)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (7 Jun 2012 to 14 Jul 2014)
    • CF29 Significant management (7 Jun 2012 to 14 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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