Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prudential Pensions Limited
FRN 110434
- [FCA CF] Manager of certification employee (since 4 Nov 2024)
- [FCA CF] Significant management (since 28 Oct 2024)
- [FCA CF] Client dealing (since 12 Jan 2022)
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Manager of certification employee (since 4 Nov 2024)
- [FCA CF] Client dealing (since 12 Jan 2022)
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The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Manager of certification employee (since 4 Nov 2024)
- [FCA CF] Significant management (since 28 Oct 2024)
- [FCA CF] Client dealing (since 12 Jan 2022)
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Prudential Lifetime Mortgages Limited
FRN 119350
- [FCA CF] Client dealing (since 12 Jan 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2021)
- CF30 Customer (18 Mar 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.