Paul Lewis Tadman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richmonde Laine Wealth Management Ltd

    FRN 402270

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2020)
    • [FCA CF] Client dealing (since 16 Apr 2020)
    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (17 Aug 2009 to 2 Nov 2011)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (21 Feb 2006 to 31 Jul 2009)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (8 Jan 2002 to 26 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.