Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited

    FRN 121935

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
    • [FCA CF] Manager of certification employee (since 15 Apr 2024)
  • Blackfinch Investments Limited (no longer approved here)

    FRN 153860

    • [FCA CF] Manager of certification employee (15 Mar 2021 to 31 Dec 2021)
    • [FCA CF] Material risk taker (15 Mar 2021 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.