Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2026)
    • CF1 Director (AR) (since 14 Apr 2026)
    • CF30 Customer (since 14 Apr 2026)
    • Employed By (since 14 Apr 2026)
    • [FCA CF] Significant management (since 1 Mar 2023)
  • Manning & Company (South West) Limited (869) (no longer approved here)

    FRN 176564

    • (5)Employed By (10 Nov 1999 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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