Paul Kenneth Graham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sucden Financial Limited

    FRN 114239

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Mar 2005 to 8 Aug 2006)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (17 Jun 2004 to 12 Oct 2004)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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