Paul Joseph Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (11 Jun 2018 to 7 Aug 2019)
Beaulieu Wealth Management Ltd (no longer approved here)
FRN 501479
- Employed By (11 Jun 2018 to 7 Aug 2019)
Sense Network Limited (no longer approved here)
FRN 465124
- CF30 Customer (19 Aug 2013 to 6 Feb 2018)
Honister Partners Ltd (no longer approved here)
FRN 502699
- Employed By (23 Jun 2009 to 2 Jul 2012)
Hathaway Financial Management (no longer approved here)
FRN 194961
- (3)Employed By (6 Dec 2004 to 7 Aug 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.