This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Hathaway Financial Management

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FRN: 194961
Last scraped: 1 hour ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

48 Leighton Road

London

W13 9DS

UNITED KINGDOM

Phone

+4407966615930

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adrian Christopher Judge
IRN ACJ00004
- (4)Employed By (1 Oct 1998 to 15 Oct 2011)
Kenneth Charles Brown
IRN KCB01021
- (1)Employed By (24 Oct 2003 to 29 Mar 2004)
Paul Joseph Smith
IRN PJS00087
- (3)Employed By (6 Dec 2004 to 7 Aug 2019)
Rasila Pattni
IRN RXP00085
- (2)Employed By (16 Oct 2002 to 9 Dec 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.