Paul Joseph Hodges

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Significant management (9 Dec 2019 to 12 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Mar 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Mar 2020)
    • CF1 Director (10 Jul 2012 to 18 Sep 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Mar 2005 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.