Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • CF30 Customer (23 Jul 2008 to 1 Sep 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Jul 2008)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (14 Dec 2005 to 5 May 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (14 Feb 2003 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Feb 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.