Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HCR Independent Financial Advisers Limited (no longer approved here)

    FRN 216219

    • CF30 Customer (1 Nov 2007 to 18 Mar 2010)
    • CF11 Money Laundering Reporting (5 Apr 2006 to 18 Mar 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 18 Mar 2010)
    • CF8 Apportionment and Oversight (3 Sep 2002 to 31 Mar 2009)
    • CF21 Investment Adviser (3 Sep 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Sep 2002 to 18 Mar 2010)
    • CF1 Director (3 Sep 2002 to 18 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.