Paul John Mabbett

• TRULY INDEPENDENT LTD

  FRN 513655

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Aug 2018 to 8 Dec 2019)
• Asset Wealth Managers Ltd (no longer approved here)

  FRN 551145

  • Employed By (9 Aug 2012 to 11 Mar 2019)
• Vision Financial Management Ltd (no longer approved here)

  FRN 501422

  • Employed By (11 Oct 2010 to 8 Dec 2019)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (8 Oct 2009 to 14 Sep 2018)
• UK Personal Finance Ltd (no longer approved here)

  FRN 467718

  • Employed By (8 Oct 2009 to 8 Dec 2019)
• Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

  FRN 223794

  • Employed By (19 Jan 2009 to 28 Oct 2009)
• Liverpool Victoria Financial Advice Services Limited (no longer approved here)

  FRN 186890

  • CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2006)

No changes recorded yet.