Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (26 Apr 2022 to 15 Aug 2022)
- [FCA CF] Client dealing (26 Apr 2022 to 15 Aug 2022)
- CF30 Customer (21 Jan 2022 to 15 Aug 2022)
- CF1 Director (AR) (21 Jan 2022 to 15 Aug 2022)
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- Employed By (21 Jan 2022 to 15 Aug 2022)
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- [FCA CF] Functions requiring qualifications (20 Apr 2021 to 26 Apr 2022)
- [FCA CF] Client dealing (20 Apr 2021 to 26 Apr 2022)
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- CF30 Customer (1 Nov 2007 to 3 Jul 2008)
- CF21 Investment Adviser (6 Oct 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (28 Apr 2003 to 6 Oct 2004)
- CF22 Investment Adviser (Trainee) (19 Sep 2002 to 28 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.