Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (26 Apr 2022 to 15 Aug 2022)
    • [FCA CF] Client dealing (26 Apr 2022 to 15 Aug 2022)
    • CF30 Customer (21 Jan 2022 to 15 Aug 2022)
    • CF1 Director (AR) (21 Jan 2022 to 15 Aug 2022)
  • Calder Financial Ltd (no longer approved here)

    FRN 586897

    • Employed By (21 Jan 2022 to 15 Aug 2022)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Functions requiring qualifications (20 Apr 2021 to 26 Apr 2022)
    • [FCA CF] Client dealing (20 Apr 2021 to 26 Apr 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
    • CF21 Investment Adviser (6 Oct 2004 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (28 Apr 2003 to 6 Oct 2004)
    • CF22 Investment Adviser (Trainee) (19 Sep 2002 to 28 Apr 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.