Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (10 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (3 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Feb 2005 to 1 Sep 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2005)
  • J.H. Hibbert (Life & Pensions) Limited (no longer approved here)

    FRN 400521

    • (4)Employed By (3 Oct 2006 to 8 Dec 2019)
  • Langley Templar Financial Services Limited (no longer approved here)

    FRN 409150

    • Employed By (3 Oct 2006 to 8 Dec 2019)
  • Templar Creative Ltd (no longer approved here)

    FRN 193037

    • Employed By (3 Oct 2001 to 22 Jul 2004)
  • Robertson Taylor Financial Services Ltd (no longer approved here)

    FRN 200444

    • (7)Employed By (3 Oct 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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