Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Sep 2012)
    • (1)Employed By (since 17 Sep 2012)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (20 Sep 2011 to 31 Aug 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (2 Dec 2010 to 28 Oct 2011)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 22 Sep 2009)
    • CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2006 to 25 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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