Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 31 Dec 2016)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF15 Internal Audit (12 Apr 2007 to 31 Oct 2007)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • CF28 Systems and controls (26 Jun 2015 to 31 Dec 2016)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2016)
    • CF15 Internal Audit (12 Apr 2007 to 31 Oct 2007)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2016)
    • CF15 Internal Audit (12 Apr 2007 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2016)
    • CF15 Internal Audit (12 Apr 2007 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2016)
    • CF15 Internal Audit (12 Apr 2007 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2016)
    • CF15 Internal Audit (12 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.