Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
- [FCA CF] Manager of certification employee (11 Jan 2019 to 8 Apr 2020)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.