Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unicorn Asset Management Limited (no longer approved here)

    FRN 192164

    • CF2 Non Executive Director (7 Nov 2008 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 31 Oct 2002)
    • CF27 Investment Management (1 Dec 2001 to 29 May 2003)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (1 Nov 2007 to 19 Apr 2013)
    • CF21 Investment Adviser (1 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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