Paul Haines

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 18 Oct 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (17 Feb 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 18 Oct 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (17 Feb 2012 to 6 Mar 2016)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF30 Customer (11 Nov 2009 to 7 Feb 2011)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 22 Jan 2009)
    • CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Nov 2004 to 20 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.