Paul Grant Francis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bespoke Independent Financial Advisers Limited

    FRN 610625

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 18 Mar 2026)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (18 Dec 2024 to 19 Dec 2025)
    • SMF16 Compliance Oversight (22 Nov 2024 to 19 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2024 to 19 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 19 Dec 2025)
    • Responsible for Insurance Mediation (29 Nov 2017 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (29 Nov 2017 to 18 Apr 2024)
    • CF1 Director (29 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
  • Ridgeway Financial Partnership (no longer approved here)

    FRN 182351

    • (5)Employed By (9 Dec 2005 to 11 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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