Paul Graham Clapton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (2 Apr 2020 to 21 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 13 Aug 2024)
- [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (7 May 2013 to 9 Sep 2013)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (27 May 2011 to 9 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.