Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2024)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2021)
    • CF27 Investment Management (1 Dec 2001 to 7 Nov 2005)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.