Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AMBER WEALTH CREATION LIMITED
FRN 401162
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 17 Jan 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2021)
- CF27 Investment Management (1 Dec 2001 to 7 Nov 2005)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.