Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 1 Jun 2005)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • Employed By (since 21 Apr 2005)
  • Paul Galloway (no longer approved here)

    FRN 211629

    • (1)Employed By (17 May 2002 to 25 Jun 2005)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 2 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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