Paul Fox

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • City Asset Management Plc

    FRN 122483

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 8 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2022)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 7 Oct 2021)
    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 7 Oct 2021)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (12 Mar 2013 to 5 Sep 2014)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (4 Jun 2010 to 10 May 2012)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF1 Director (9 Oct 2007 to 1 Jun 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Jan 2007 to 9 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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