Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (19 Oct 2023 to 19 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (16 Sep 2020 to 1 Sep 2021)
- [FCA CF] Material risk taker (16 Sep 2020 to 1 Sep 2021)
- CF30 Customer (14 Jun 2012 to 6 Mar 2016)
-
- CF30 Customer (14 Jun 2012 to 6 Mar 2016)
-
- CF30 Customer (14 Jun 2012 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 9 May 2012)
- CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Jul 2006 to 12 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.