Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2023)
  • W.T. Butler & Co. Ltd (no longer approved here)

    FRN 311192

    • SMF9 Chair of the Governing Body (27 Sep 2025 to 23 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Sep 2025)
    • CF2 Non Executive Director (AR) (1 Apr 2016 to 22 May 2023)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Sutton Special Risk UK Limited (no longer approved here)

    FRN 739180

    • Employed By (1 Apr 2016 to 22 May 2023)
  • ES Risks Limited (no longer approved here)

    FRN 565023

    • CF2 Non Executive Director (7 Feb 2012 to 25 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.