Date authorised
1 June 2023
Companies House
09986610
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +442037095947
  • Complaints Contact

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +442037095947

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cassian Rodrigues

    IRN CXR00557

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2024)
  • John Gregory Sutton

    IRN JGS01140

    • SMF1 Chief Executive (since 1 Jun 2023)
  • Paul Edward Price

    IRN PEP01019

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2023)
  • Stuart Arthur Robertson

    IRN SXR00556

    • Responsible for Insurance Distribution (since 1 Jun 2023)
    • SMF3 Executive Director (since 1 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.