Paul Dominic Francis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2020)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF16 Significant Mgt (Desgntd Investment Business) (6 Sep 2004 to 30 Nov 2005)
    • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.