Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finli (G&P) Ltd
FRN 142752
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2025)
- CF30 Customer (21 Jun 2012 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
- CF30 Customer (13 Feb 2015 to 8 Dec 2019)
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- CF30 Customer (16 Jan 2009 to 13 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 12 Feb 2009)
- CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (20 Sep 2004 to 15 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.