Paul David John Martin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2021)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Dec 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2021)
    • CF4 Partner (26 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Jan 2017 to 8 Dec 2019)
  • LGT Wealth Management US Limited (no longer approved here)

    FRN 585547

    • [FCA CF] Material risk taker (1 Feb 2020 to 30 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2021)
    • CF11 Money Laundering Reporting (30 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Jan 2017 to 16 Jul 2018)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF11 Money Laundering Reporting (10 Apr 2014 to 31 Dec 2016)
    • CF10 Compliance Oversight (10 Apr 2014 to 31 Dec 2016)
  • Baader Helvea Limited (no longer approved here)

    FRN 400056

    • CF1 Director (2 Sep 2004 to 3 Jun 2005)
    • CF10 Compliance Oversight (2 Sep 2004 to 3 Jun 2005)
    • CF11 Money Laundering Reporting (2 Sep 2004 to 3 Jun 2005)
  • Pictet Asset Management Limited (no longer approved here)

    FRN 181966

    • CF11 Money Laundering Reporting (1 Dec 2001 to 3 Jun 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 3 Jun 2005)
    • CF1 Director (1 Dec 2001 to 31 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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