Paul David Cook

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2021)
    • CF10a CASS Oversight function (29 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 May 2016 to 8 Dec 2019)
    • CF1 Director (27 May 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.